Federal Izimakethe zezimali Izikhungo Certificate: kanjani ukuba uthole?

Federal Izimakethe zezimali Izikhungo (FFMS) Russia ulawula ezimakethe zamasheya iyonke, imisebenzi eyenziwa kuwo, ubudlelwano phakathi kwamalungu alo. Ngakho-ke, ukuze bafeze imisebenzi esemthethweni emakethe yezimali Bank of Russia kudinga ukuthi ochwepheshe kwadingeka isitifiketi afanelekayo ukusebenza ezimakethe zezimali (isitifiketi FSFM).

Ubani okufanele abe nesitifiketi

FSFM Russia athuthukiswe futhi evunywe Order № 10-4 / PZ-n 28.01.2010 Regulation phezu ochwepheshe emakethe yezimali.

Lithi izitifiketi saziso kufanele kudlule abasebenzi nezinhlangano ezisebenza ezimakethe zezimali ngokuqalisa ukusebenza imisebenzi elandelayo:

• Depository;
• nomdayisi nomthengisi;
• ukuphathwa kwamatayitela;
• umhleli izibambiso emakethe;
• ukuhlanzwa;
• ukuqhuba irejista izibambiso abanikazi;
• ukuphatha impesheni yangasese kanye mutual funds;
• ezikhethekile impesheni isimo depositary kanye mutual funds.

Kulezi izinhlangano izitifiketi sihamba hhayi lonke ukwakheka kuphela abasebenzi okulandelayo:

• ikhanda, yiphini lenhloko, amakhanda kanye nesekela izinhloko amagatsha, uma kwenkululeko imisebenzi yabo ezihlobene izinqumo inhlangano;
• Shona futhi Deputy Head unit, uma kwenkululeko imisebenzi yabo ezihlobene ekuthathweni kwezinqumo kule ndawo, kuhlanganise amarekhodi angaphakathi izibambiso ukuthengiselana;
• umsebenzi, umsebenzi waso kuyinto ukulawula kwangaphakathi lenkampani emakethe yezimali;
• umsebenzi kabani imisebenzi ehlobene nokusetshenziswa ngqo komsebenzi wenhlangano emakethe yezimali.

Indlela uthole isitifiketi we FSFM yeRussia, kuyasiza ukwazi, futhi abafundi ababethweswa iziqu emanyuvesi ngoba ubuchwepheshe zezimali futhi uhlose ngemuva kokuqala ukusebenza izinkampani okuholela. Ekusebenteni, nabaqashi 80% ufuna ukubona phakathi ukhetho ku ukusebenza kwabo ezindaweni abanikazi sezitifiketi anjalo esikhathini okukhethekile, okuyinto ngamakhasimende inhlangano. Ukuba khona isitifiketi okuholela amandla kabusha iziqu ukuthola umsebenzi owawuholela futhi ezithakazelisayo ngokushesha.

Ubani ovumelekile kudlule ukuhlolwa

Ukuze umfundi waqala ukuhlolwa izitifiketi FFMS kuyadingeka ukuze kuvumelane ezimeni eziningana:

1. Wayeneminyaka engu-emidala kuno 18
2. Uma ngabe umhlolwa ngaphambilini futhi isitifiketi Federal Izimakethe zezimali Izikhungo lihoxisiwe, usuku lokusula ngizodabula kuphele iminyaka engaphezu kwemithathu.
3. Lomuntfu kumele ngempumelelo kudlule Eziyisisekelo ukuhlolwa.

Oqhuba ukuhlolwa

Ekuqaleni, izitifiketi udaba neluhlolo olwenziwa Federal yesevisi Izimakethe zezimali (FSFM Russia), ngakho-ke libizwa. Khona-ke imisebenzi tekukhipha bathunyelwa eqinisekisiwe ukuqeqeshwa izikhungo. Ziyakwazi ukuthola izivivinyo Russian stock market ochwepheshe eziqinisekiswe i-Bank kanye Federal Izimakethe zezimali Izikhungo unelungelo ukukhipha isitifiketi. izivivinyo Eyisisekelo kanye ezikhethekile nokuziphatha lezi ukuqeqeshwa izikhungo izitifiketi. Kuye izindleko isikhungo ukuhlolwa, eyaziwa nangokuthi imali nokuhlolisiswa inani ruble 2,000 ukuze 4,000.

Lapho efeza eyisisekelo ziqu luhlolo Abazobhapathizwa evivinywa ulwazi izenzo zomthetho eziphathelene kuya ngokulawulwa kwezimakethe zezimali, ikhono lokwenza izibalo ezilula ngokusebenzisa izindlela sokuhlaziya ezezimali nezomnotho, izibalo kwezomnotho nakwezomnotho zezibalo.

Phakathi ezikhethekile ziqu ukuhlolwa, ukuhlolwa ku esikhathini esingamahora anga-ulwazi tekulawula olufanele lunye ikakhulukazi emakethe yezimali.

Yini imibhalo kudingeka kudlule ukuhlolwa

Ngaphambi eziyisisekelo ukuhlolwa ukuqeqeshwa izikhungo bahlangana ngamaqembu, ukubhala ukuthi kudingeka anikeze:

• ikhophi idokhumenti imfundo ephakeme (uma ekhona);
• ungenwa bese bakha isikhungo ukuqeqeshwa;
• ikhophi ipasipoti;
• irisidi.

Ukuze aphumelele ukuhlolwa ezikhethekile, kumele ube:

• Imibhalo eqinisekisa kokuphothula luhlolo eziyisisekelo;
• ikhophi idokhumenti imfundvo lephakeme;
• ungenwa bese bakha isikhungo ukuqeqeshwa;
• ikhophi ipasipoti;
• irisidi.

Lapho ungakwazi senqabe kudlule ukuhlolwa

Kunemininingwane ephelele yezizathu-non-yokuvuma ikhandidethi ukuhlolwa kungaba omunye yezizathu ezilandelayo:

• ikhandidethi bavela ukuhlolwa ngaphandle idokhumenti efakazela ubuyena;
• uhambise isethi akuphelele kwemibhalo;
• imibhalo okufakiwe aqukethe ulwazi olungalungile noma ingamanga;
• ngokulandela idethi luhlolo eziyisisekelo Kwadlula iminyaka engaphezu kwemihlanu;
• ukwesulwa odlule ukuhlolwa imiphumela, uma esingaphansi kwezinyanga ezintathu kusukela ngosuku;
• kusukela lokuhoxisa ayengaphansi isitifiketi ikhandidethi esingaphansi kweminyaka emithathu;
• ngaphambi ikhandidethi kwazanywa kudlule somunye ipasipoti yomunye, futhi kusukela ngaleso sikhathi uye hhayi sekudlule unyaka owodwa.

Injani ukuhlolwa

Ukungena Ukuhlolwa kwenziwa iphasiphothi. Imithetho ngokweqile inkululeko izivivinyo akahlukile, ukuhlolwa angasetshenziswa ipensela, ipeni amashidi engenalutho iphepha ngokubhala kuphela, it ovunyelwe ukusebenzisa umshini wokubala-non-ehlelwe.

Phakathi ukuhlolwa akuvunyelwe nhlobo:

• Russia ukusebenzisa amathuluzi zokulawula kunoma yiluphi uhlobo;
• sebenzisa izincwadi akhethekile inkomba;
• zisebenzisa bamaselula kanye nezinye izindlela zokuxhumana kanye ukugcinwa kolwazi;
• dedelani ukuhlola ngaphambi uphelela;
• Hlangana nanoma ubani ezihlokweni ukuhlolwa;
• irekhodi futhi udlulise okuqukethwe imibuzo ukuhlolwa;
• alibale ukulethwa test izimpendulo ngemva evelile;
• ukwenza igumbi ukuhlolwa ukuhlolwa amaphepha.

Ukuhlola senzeka elektroniki ehholo wahlomisa ngokukhethekile. Imisebenzi nemibuzo test akhiwa ngesisekelo nezidingo Bank of Russia professional labafanelekako Luhlolo ka ezimakethe zamasheya. Kubaluleka ukuhlolwa kanye ukuhlolwa ngehora lesibili Ngokuqhubeka isitifiketi yochungechunge yesihlanu, isikhathi esisele kuyinto ihora elilodwa.

Ukuze sithole impendulo efanele ohlelweni ukuhlolwa inikezwa kuncike yinkimbinkimbi inkinga, iphuzu elilodwa noma amabili. Kuphumelele test ethatha kulapho isivivinyo kukora amaphuzu ezingaphezu kuka-80 ngaphandle kungenzeka 100. Uma uzuza ikhandidethi ngesikhathi sokuhlola kusuka amaphuzu 75 no-79, angase kungakapheli inyanga kusukela ngosuku ukuhlolwa ukufaka isikhalazo Imiphumela yabo. Sikhalo uthatha uhlobo ezimele amahora amabili iphepha abhaliwe afakazela ngokunemba izimpendulo zabo. Ngakho kakade ovunyelwe ukusebenzisa amadokhumenti omthetho.

Yiziphi izinhlobo izitifiketi khona

Ukuze uthole isitifiketi kohlobo oluthile, kufanele uqale aphase eziyisisekelo ziqu luhlolo, ngezinye izikhathi obizwa ngokuthi i-uchungechunge ukuhlolwa 0.0. Ngemva isidlulile isitifiketi ikhishwa.

Ngenxa yokwenza umsebenzi uqobo edingekayo ezikhethekile FSFM izitifiketi. Izinhlobo izitifiketi ezikhethekile kuxhomeke ohlotsheni womsebenzi emakethe yezimali:

• Isitifiketi Federal Izimakethe zezimali Izikhungo 1.0 - ukuqeqeshelwa nokuhwebelana, imisebenzi Brokerage kanye izibambiso ukuphathwa.
• Isitifiketi Federal Izimakethe zezimali Izikhungo 2.0 - zokususa imisebenzi kanye nomsebenzi on exchange isitokwe.
• Isitifiketi Federal Izimakethe zezimali Izikhungo 3.0 - I-imisebenzi ezimali kwamatayitela abanikazi;
• Isitifiketi Federal Izimakethe zezimali Izikhungo 4.0 - ngomsebenzi Depository.
• Isitifiketi Federal Izimakethe zezimali Izikhungo 5.0 - ukuphatha impesheni yangasese, ukutshalwa kwezimali kanye mutual funds.
• Isitifiketi Federal Izimakethe zezimali Izikhungo 6.0 - I-impesheni imisebenzi spetsdepozitariya isimo, ukutshalwa kwezimali kanye mutual funds.
• Isitifiketi Federal Izimakethe zezimali Izikhungo 7.0 - I-imisebenzi izimali zempesheni ilungiselelo non-state, emsebenzini, kanye saziso umshwalense impesheni.

Kuyoze kuyinto isitifiketi

Ngemva kokudlulisa luhlolo ngaphakathi ezingu-15 enkabeni ukuqeqeshwa unika umfakisicelo isitifiketi se-Ukufaneleka emakethe uchwepheshe zezimali. Certification engaziwa.

Ubani igcina irejista lemihlomulo izitifiketi

Bhalisa of izitifiketi ezikhishwe waphinde wabuyiswa izazi kwezimakethe ehola Bank of Russia. Lokhu irejista liqukethe ulwazi:

• ochwepheshe abaye bathola isitifiketi;
• series kanye nenani serifikata;
• endaweni ezimakethe zezimali okuyiwona isitifiketi eyakhishwa ngayo;
• neminye imininingwane edingekayo.

Uma ushintsha idatha equkethwe kwirejista olulodwa, umnikazi isitifiketi kumele sazise Bank of Russia. Ukuze wenze lokhu, kwanele ukuthumela kunoma iyiphi division sendawo Bank of Russia isicelo esibhaliwe, befaka ikhophi imibhalo eqinisekisa semthethweni esihlongozwayo ikhophi isitifiketi.

Ukukhansela isitifiketi

Uma umnikazi isitifiketi kwephula umthetho Russian emkhakheni izibambiso kanye nezimakethe zezimali, Bank of Russia lingahoxisa yayo isitifiketi ziqu evumelekile iminyaka emithathu. Ngemva isinqumo ukukhansela zingakapheli izinsuku ezinhlanu zomsebenzi we Bank of Russia uyotshela umnikazi wesitifiketi, okuyinto sahoxiswa by anamathisela ikhophi oda we FFMS.

Uhlu izitifiketi Ubuyise iyatholakala kwi-website esemthethweni FFMS Russia etholakalayo ngokukhululekile kubo bonke abathintekayo zingakapheli izinsuku eziyishumi zokusebenza kusukela ngosuku isinqumo sokuqeda. Lesi sinqumo somnikazi isitifiketi kungaba kuphela inselele ezinkantolo.

Indlela ukulungiselela ukuhlolwa

Eminyakeni yamuva, ukuqeqeshwa izikhungo ukunikela ukhetho abafuna ukuthola ukuqeqeshwa isitifiketi FSFM ku izifundo wokulungiselela. Kalula uvakashele izifundo wokulungiselela yikhono:

• kokuthola izincomo kusukela othisha ukuthatha ukuhlolwa;
• ukudlula ukuhlolwa owandulela ukuqulwa kwecala, okuvumela ikhandidethi ukumambula izindawo obuthaka kanye nokunciphisa ukukhathazeka nokucindezeleka phakathi ukudlula ukuhlolwa;
• Ukutadisha Iincwajana ezikhethekile kanye nemihlahlandlela izibonelo nezindaba nezinkinga ngezimpendulo kubo.

Ngaphezu kwalokho, siye zithandwa kakhulu izifundo zokuqeqesha, okungathatha indawo ukude. Le ndlela ishibhile kunemfundo esigcwele, sibe sihlala quality yayo. Ngakho, kuba luhlolo ezidume kakhulu ilungelo lokuthola isitifiketi FFMS 1.0. Izinto self-ukuqeqeshwa ngalo ukuthola kweso.